The firm did not provide additional information, and did not respond to a request for comment before publication. According to reports this week, close to 30 leveraged and inverse exchange-traded products had been delisted, closed or automatically accelerated; or their issuers had announced that they would be doing so soon. Why Do I Have to Report Capital Gains From My Mutual Funds if I Never Sold Any Shares of That Mutual Fund?" Assessing performance of such a new fund … The securities attorneys at Morgan & Morgan’s Business Trial Group are investigating investment losses in Exchange Traded Products (ETP) that recently closed after suffering massive losses this year. The … XCOM: 10/1/2020: ProShares UltraShort Communication Services Select … ProShares Trust II is a commodity pool as defined in the Commodity Exchange Act and the applicable regulations of the CFTC. VanEck. A total of 101 U.S.-listed exchange traded funds (“ETFs”) and exchange traded notes (“ETNs”) had their listings removed in 2015, one shy of the record 102 closures in 2012. See also the list of upcoming closures. The fund provides daily short exposure (-1x) to the Solactive-ProShares Bricks and Mortar Retail Store Index, which consists of retailers that rely principally on revenue from physical stores. Files for Chapter 11 Bankruptcy Protection, The Parking REIT Preferred Series 1, Recovery of Investment Losses, PREIT Files for Chapter 11 Bankruptcy Protection, Starwood REIT – Investigating Potential Claims, Recovery of Investment Losses involving REVA Kay Brookings DST, Jeffrey Labelle, former LPL Financial advisor – 12 Customer Complaints. It’s getting tougher to survive out there. … Accessed Oct. 20, 2020. Concerned about Investment in Choice Energy Holdings – III LLC? The fund holds companies that include department stores, supermarkets and sellers of apparel, consumer electronics and home improvement items, such as retailers like Barnes & … Filed Chapter 11 Bankruptcy Protection, Voya Natural Resources Equity Income Fund (IRR) Investment Losses, BlackRock Energy & Resources Trust (BRG) Investment Losses, Miller/Howard High Income Equity Fund (HIE) Investment Losses, Cushing MLP & Infrastructure Total Return Fund (SRV) Investment Losses, Neuberger Berman MLP & Energy Income Fund (NML) Investment Losses, Eagle Point Credit Co. (ECC) Investment Losses, First Trust MLP & Energy Income Fund (FEI) Investment Losses, Fiduciary/Claymore Energy Infrastructure Fund (FMO) Investment Losses, Hospitality Investors Trust (HIT REIT) Investment Losses, updated June 16, 2020, Tortoise Midstream Energy Fund (NTG) Investment Losses, United State Oil Fund (USO) Investment Losses, Old Ironsides Energy LLC Securities Investigation, Kendall Sustainable Infrastructure I L.P. Investigation, Plymouth Industrial REIT (PLYM) Investment Losses, FS Credit Real Estate Income Trust Lowers NAV per Share, Cornerstone Real Estate Fund V LP Securities Investigation, Cornerstone High Yield Venture REIT Securities Investigation, DC Industrial Liquidating Trust – Investment Losses, Eco-Stim Energy Solutions, Inc. files Chapter 11, Sequoia Capital US Growth Fund VII LP Securities Investigation, Amerifunds Secured Income Fund II Securities Investigation, Caddis Acquisition Fund I LP Securities Investigation, Alfred Kai Kwong Chan (Alfred Chan), Financial Advisor Fraud Investigation, Penneco Drilling Associates 2013-1 LP Lawsuits, SQN Special Opportunity Fund LLC Securities Investigation, SQN Venture Income Fund LP Securities Investigation, Charles Euler Jr. ProShares investment strategists Simeon Hyman and Kieran Kirwan discuss the appeal of dividend growth strategies, their potential to enhance returns, and how ProShares Dividend Growers ETFs might fit into your portfolio. So far in 2012, introductions totaled 113 (100 ETFs and 13 ETNs) and closures numbered 17 ETFs and no ETNs. Investor Alert: Hayden Harper Direct Energy 2010 Drilling Fund L.P. Dynamis Energy Fund LP Securities Investigation, Arizona Healthcare DST, Securities Investigation, Virtus Student Housing Qualified LP – Securities Investigation, CNL Growth Properties II, Investigating Potential Claims, Financial Advisor Dee Dee Brooks Reportedly Barred from Securities Industry. Fund closures accelerated last year, fund launches have decelerated somewhat and yet the ETF juggernaut continues to gather steam. ProShares Managed Futures Strategy ETF seeks to provide positive returns that are not directly correlated to broad equity or fixed income markets. I did not know they could get away with such a thing. 3.2 PROSHARES ULTRAPRO 3x CRUDE OIL ETF (SYMBOL: OILU) ... no new shares will be issued and the fund will be de-listed from any exchange and the trading is halted on that date. OILD. Unfortunately for investors, ProShares UltraPro Short Financial Select Sector, is one of six funds that ProShares is closing, three pairs of up-and-down ETFs designed to provide 3x and -3x exposure to their underlying indexes. Just eight new products came to market in May and none closed. 2020 ETF Closures … ProShares Trust - ProShares Morningstar Alternatives Solution ETF is an exchange traded fund of fund launched and managed by ProShare Advisors LLC. Select Home Construction Index. Concerned about your Investment in Royalty Exchange Program I LLC? The mutual fund industry experienced 341 fund closures in 2012 and 269 in 2013, according to Morningstar. Censured & Fined for Bond Overcharges, Strategic Storage Trust IV Merges into SmartStop Self Storage REIT, SEC Bars Brokers over Belize Fund, an Alleged Ponzi-scheme, Mayur Dalal, Former Kestra Advisor, Barred from Securities Industry. Blog, Current Investigations. Part of the Pro Fund Group, this ETF provider has quite a few index funds targeting the Dow, the Nasdaq and the Russell indexes. Though usually a … Broker Christopher Bryan Black (Chris Black) Barred from Securities Industry, SRS Holdings LLC Securities Investigation, Fadi Soliman, Former Ameriprise Advisor, Barred from Securities Industry, Family Wealth Legacy Investments LP Securities Investigation, Upvesting Fund LP Securities Investigation, Greeley Flats DST, Investigating Potential Claims, Kern Valley Sun: Other Victims of now barred Lake Isabella financial adviser…, Wahoo River Investments LLC Investment Losses, SmartStop Self Storage REIT Tender Offer Price Suggests Losses for Investors, Recovery of Investment Losses in Watermark Lodging Trust, IHC – Ashbrook DST, Securities Investigation, GPB Capital Execs Arrested for Allegations of “Ponzi-like Scheme”, VP Hospitality Opportunity Fund I LLC Securities Investigation, Investor Alert: Healthcare Hospitality DST, Broker Michael Francoeur Barred from Securities Industry, BRG 2017-I Oil & Gas Opportunity Fund LP, Securities Investigation. Internal Revenue Service. He takes the money and runs while others were assuming there was more games to be played. Unfortunately for investors,  ProShares UltraPro Short Financial Select Sector, is one of six funds that ProShares is closing,  three pairs of up-and-down ETFs designed to provide 3x and -3x exposure to their underlying indexes. Many of the ETFs … Trading Details for ProShares Ultra Short Semiconductors (SSG) ETF. "VanEck Vectors ETFs: Fund Closure FAQs." Investor Alert: Baceline Debt Free Income Fund IV LLC. ProShares, a premier provider of ETFs, today announced that it will transfer the listing of four ProShares ETFs from NYSE Arca to the Cboe BZX Exchange on or about December 16, 2020. Concerned about your investment in CF Livonia DST? Censured & Fined for Bond Overcharges, Strategic Storage Trust IV Merges into SmartStop Self Storage REIT, SEC Bars Brokers over Belize Fund, an Alleged Ponzi-scheme, Mayur Dalal, Former Kestra Advisor, Barred from Securities Industry, Bradley Goodbred, Former LPL Advisor, Barred from Securities Industry, Ryan Tarjanyi, Former Bankers Life Securities Advisor, Barred from Securities Industry, FINRA Complaint: Broker Megurditch (Mike) Patatian Allegedly Recommended $7.8M in Unsuitable REITs, Inland Real Estate Income Trust Inc. Update on Investigation, Ex-LPL Financial Advisor Rhett Bedwell Barred from Securities Industry, Griffin Capital Essential Asset REIT & Cole Office & Industrial REIT Complete Merger, Scottsdale Progress: Financial advisor in hot water over investments, Morgan Stanley Hit with $5 Million FINRA Lawsuit, Ex-Wells Fargo Advisor Scott Reed Barred from Securities Industry, CNL Healthcare Properties Tender Offer $3.66 per Share, Member Firms ask FINRA to Redefine Supervision after Working Remotely, CAI Investments Coatesville DST, Securities Investigation. ProShares has announced that it expects none of its 113 equity and fixed income ETFs will pay a 2020 capital gain distribution. On Wednesday alone, there were 14 closures, as ProShares weeded out its fund lineup and ETF Managers Group shut down its health care technology ETF. PROSHARES TRUST Supplement dated March 25, 2020 to each Fund’s Summary Prospectus and Statutory Prospectus dated October 1, 2019, each as supplemented or amended Effective immediately, the following risk is added » FINZ fund closure, FINZ investment losses, FINZ recovery options, ProShares UltraPro Short Financial Select Sector( FINZ) class action, ProShares UltraPro Short Financial Select Sector( FINZ) complaints, ProShares UltraPro Short Financial Select Sector( FINZ) damages, ProShares UltraPro Short Financial Select Sector( FINZ) history, ProShares UltraPro Short Financial Select Sector( FINZ) investigation, ProShares UltraPro Short Financial Select Sector(FINZ) losses, ProShares UltraPro Short Financial Select Sector(FINZ) news, © 2021 The White Law Group | ProShares UltraPro 3x Short Crude Oil ETF. "VanEck Vectors ETFs: Fund Closure FAQs." Investor Alert: Resource Real Estate Multifamily Income Fund L.P. Investor Alert: Frontline Technology Solutions LLC, New York City REIT (NYSE: NYC) – How to Recover your Losses, National Securities Corp. This year, retailers have been announcing closures of physical stores at an elevated pace, but analysts expect that rate to dramatically increase over the next several years. The market volatility this year has put to bed many levered funds. ProShares Retail Disruption Funds Prospectus, dated 10/1/2020 : ProShares Pet Care ETF (PAWZ) Prospectus, dated 10/1/2020 : ProShares MSCI Transformational Changes ETF (ANEW) Prospectus, dated 10/6/2020 : ProShares Trust II Prospectus (VIXM, BOIL, KOLD, ZSL, GLL, CROC, ULE, EUFX, YCL, YCS), dated 09/10/2020, as supplemented 12/15/2020 An exchange-traded note (ETN) is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. USCF SummerHaven SHPEI Index Fund. Concerned about your Investment in Gulfslope Energy, Inc.? Of the 2,652 U.S. The actively managed fund count increased to 49. ProShares offers currency and commodity ETFs, too. The investors, financial advisors and portfolio manager currently invested in those funds tend to wonder: “How do you adjust your portfolio in the wake of these redemptions and still maintain the type of diversification you want?” Other websites have documented these liquidations well: […] Investor Alert: Galectin Therapeutics, Inc. GMI-Palmdale Hospitality LP,  Securities Investigation, GMI-TPS Irving LP, Securities Investigation, Encore Hospitality Fund II LP,  Securities Investigation, Dorchester Farms Investors LLC  Securities Investigation, Lodebar Investors LLC,  Securities Investigation, Legend Oil & Gas LTD, Securities Investigation, Royal Energy Resources Inc., Securities Investigation, Derrida Ventures, LLC,  Securities Investigation, Briar Patch Investments LLC, Securities Investigation. Maryland-based ProShares Concerned about your investment in Wabash Crossings LLC? 2019 Symbol Name Last Day of Trading Exchange December 2019 USOU United States 3x Oil Fund 12/12/2019 NYSE Arca USOD United States 3x Short Oil Fund … ProShares Trust - ProShares Morningstar Alternatives Solution ETF is an exchange traded fund of fund launched and managed by ProShare Advisors LLC. Files Chapter 11 Bankruptcy, RK Black Mountain LLC, Securities Investigation, BRG 2016-I Oil & Gas Opportunity Fund LP Investigation, BRG Petroleum LLC Securities Investigation, Non-traded REITs Sales Increase in June 2020, Investor Alert: Park Creek Steeple Multifamily DST, HGR Liquidating Trust, Liquidating Trust of Hines Global REIT, Letter to Investors, Inland Real Estate Income Trust, Inc. Investigation Update, Hi-Crush Inc. (HCR) Files Chapter 11 Bankruptcy Protection, SW Industrial Center LLC Securities Investigation, Investor Alert: Bristol Sports Center DST, Vibrant Minerals Investments LLC, Securities Investigation, Methes Energies International LTD Investigation, UCM US RMBS Opportunity REIT, Securities Investigation, Union Creek Investments LLC, Securities Investigation, Celebration Multifamily LLC, Investigating Potential Claims, Financial Advisor Henry Arthur Taylor III Suspended from Securities Industry, Broker Ronald Hannes Accused of Selling Fictitious Investments, Cadaret Grant & Co. A grand total of 1,465 ETPs were listed for trading as of May 31. In short, treat it as a short-term trading vehicle. The count consists of 1,249 ETFs and 216 ETNs. The White Law Group continues to investigate the liability that brokerage firms may have for recommending complex and risky ETNs like FINZ to investors. The Sponsor is registered as a CPO with the CFTC, and is a member of the NFA. Broker Investigation, HPI Real Estate Fund V – Securities Investigation, InPoint Commercial Real Estate Income Investment Losses, Granite Point Mortgage Trust (GPMT) Investment Losses, Exantas Capital Corp. (XAN) Investment Losses, Arlington Asset Investment Corp. (AI) Investment Losses, Western Asset Mortgage Capital Corp. (WMC) Investment Losses, Sachern Capital Corp. (SACH) Investment Losses, Watermark Lodging Trust Inc. Investment Losses, Updated December 10, 2020, KBS Real Estate Investment Trust II (KBS REIT II) Tender Offer $0.75 per share, Franklin India Income Opportunities Fund Investment Losses, Franklin India Dynamic Accrual Fund Closure, Franklin India Short Term Income Plan Fund Closure, Franklin India Ultra Short Bond Fund Investment Losses, Lee D. Weiss Financial Advisor Fraud Investigation, George Merhoff Jr. Cetera Advisors Financial Advisor Fraud Investigation, Sierra Income Corporation Investment Losses, Update August 5, 2020, Charles L. Doraine, Financial Advisor Fraud Investigation, Diamond Offshore Drilling (DO) Investment Losses, Benefit Street Partners Realty Trust Investment Losses, Business Development Corporation of America (BDCA) Investment Losses update 2/25/21, Investment Alert: Passco Companies Income Fund II, LLC, Procaccianti Hotel REIT Investigation Update, Strategic Storage Trust IV (SST IV) Securities Investigation, Blackstone Real Estate Income Trust Securities Investigation, Resource Real Estate Opportunity REIT Investment Losses, SmartStop Self Storage REIT Inc. Investment Losses, Medley Management Inc. (MDLY) Shares close below $1.00, PIMCO Energy & Tactical Credit Opportunities Fund (NRGX) Investment Losses, United Cannabis Corp.  … ProShares continues to innovate with products that provide strategic and tactical opportunities for investors to manage risk and enhance … Investor Alert: Mount TAM Biotechnologies, Inc. LSREF4 Skyline REIT, Securities Investigation, Lighthouse Real Estate Investments Securities Investigation, Broker Christopher Duke Bennett Barred from the Securities Industry, Broker Bryant Caveness Barred from the Securities Industry, Canyon JV Fund II LLC, Securities Investigation, Investor Alert: FL-NY Multifamily Portfolio DST, Toscano Investments LLC Investment Losses, Broker James Blake Daughtry, Kestra Investment Services Lawsuit, American Alternative Investments, Corp., Securities Investigation, Palmetto Minerals Investors LLC, Investment Losses, Ripley Investors, LLC,  Securities Investigation, Little Pumpkin Creek North Investments LLC,  Securities Investigation, EE Harrisonburg LP,  Securities Investigation, KBS Growth & Income REIT – Investors may have Claims, Sandler Investors LLC Securities Investigation, U.S. Rep. John Katko Introduces Bi-partisan Elder Fraud Legislation, United Residential Home Finance LP Securities Investigation, Investor Alert: Altair Senior Housing Fund II, LLC, Zima Global Ventures LLC, Securities Fraud Investigation, Broker Sylvester Knox Suspended for Allegations of Unauthorized Trades, Waterfund Energy Terminals I LLC,  Securities Investigation, Sand Valley Investors LLC, Investment Losses, Investor Alert: Charlotte Student Housing DST. Concerned about Investment in TFG West Watkins REIT, LLC? Customer Complaints & Regulatory Actions, Western International Securities Customer Complaints & Regulatory Actions, Riverside Preserve Holdings LLC Investment Losses, Jeffrey Broten, National Securities Corp., Barred from the Securities Industry, NREA Retreat DST – Securities Investigation, National Securities Corporation Customer Complaints & Regulatory Actions, Sigma Financial Corporation Investigation, Hartman REIT Lawsuits, Hartman vREIT XXI Merger Investigation, Phillips Edison & Co. Tender Offer $5.75 per share, Coastal Equities, Inc. to return $280,000 to Clients, Sam Aziz, Coastal Equities Inc., Customer Complaints, Ausdal Financial Partners Advisor Charged with Fraud, Richard Wesselt, The O.N. One financials fund and one biotech fund were short funds that had posted large gains for a time. ProShares, the largest issuer of inverse and leveraged exchange traded funds, said it will liquidate 17 of its geared funds, all of which trade on the New York Stock Exchange. ProShares closed 17 ETFs in January that were on Deathwatch. Files for Chapter 11 Bankruptcy Protection, FS Global Credit Opportunities Fund A Shareholders may have Claims, ADMA Biologics Inc. (ADMA) – Recovery of Investment Losses, David Todd Phillips, Moloney Securities, Suspended from Securities Industry, Athenex Inc. (ATNX) Securities Investigation, Dustin Blount, MML Investors Services, Insurance Fraud Investigation, NeuroBo Pharmaceuticals (NRBO) & Gemphire Therapeutics Securities Investigation, Gulfport Energy Corp. Inc. "I Received a 1099-DIV Showing a Capital Gain. After that date, the manager of the fund will begin liquidating whatever is left of the fund’s assets. Unspecified Reason. June 2, 2017 2020: Symbol: Name : Last Day of Trading: Exchange: December 2020 DUAL: North Shore Dual Share Class ETF: 12/29/2020: NYSE Arca: KOL: VanEck Vectors Coal ETF: 12/14/2020: NYSE Arca: DJCI: ETRACS Bloomberg Commodity Index Total Return ETN: 12/09/2020: October 2020 TAWK: Direxion Daily Communication Services Index Bull 3X Shares: 10/16/2020: NYSE … FINZ. In reality, these structured investments are just ways for the industry to increase revenues generated from the creation, sale, and management of these products. Sanctioned for Regulatory Violations, Secretary Galvin Brings Charges against GPB Capital, FSC Industrial I DST, 1031 Exchange DSTs Investigation, RW Holdings NNN REIT Decreases NAV, updated June 3, 2020, CF Towson Multifamily DST Securities Investigation, CF Star Multifamily Portfolio DST Securities Investigation, CF Net Lease Portfolio V DST Securities Investigation, FSC Automotive I DST, 1031 Exchange DSTs Investigation, Pacific Oak Strategic Opportunity REIT Investment Losses, FSC AS Jonesboro AR DST, 1031 Exchange DSTs Investigation, BR Sonoma Pointe DST Securities Investigation, TP Flexible Income Fund Securities Investigation, Hornbeck Offshore Services Inc. (HOS) Files Chapter 11 Bankruptcy Protection, Cove Capital DSTs, 1031 Exchange DST Investments, BR Riverside DST Securities Investigation, ACA Stadium View Student Housing DST Securities Investigation, ACA Illinois Tier 1 Student Housing DST Securities Investigation, Everest Kensington DST Securities Investigation, Ecoark Holdings Inc.(OTCQX: ZEST) & Zest Labs, SEC Charges Florida Investment Adviser TCA Fund Management with Fraud, Healthcare Portfolio DST, Securities Investigation, Passco Encore at the Park DST, Securities Investigation, Passco Carolina Forest DST, Investigating Potential Lawsuits, Passco Asheville Exchange DST, Investigating Potential Lawsuits, Passco Almeria DST, Investigating Potential Lawsuits, Pacific Oak Strategic Opportunity REIT – Securities Investigation, New York City REIT Investment Losses Updated Oct. 6, 2020, CF Retail Properties DST VI Securities Investigation, Rodin Global Property Trust Lowers Net Asset Value, HPI Garden Park Investors DST | Investigating Potential Lawsuits, Ultra Petroleum Corp. (UPLC) Files Chapter 11 Bankruptcy Protection, BR Clearwater DST Securities Investigation, CS1031 Jacksonville FL HQ DST Securities Investigation, CS1031 Louisville MOB DST Securities Investigation, CSRA Bridgeview Apartments DST Securities Investigation, TCA Global Credit Funds Securities Fraud Investigation, Arthur Hoffman (Art Hoffman), Broker Investigation, American Hospitality Properties Fund I – Securities Investigation, Altus Capital Fund 2 LLC – Securities Investigation, HPI Waterford Landing DST Securities Investigation, Franklin Street Properties Corp. (FSP) Investment Losses, BR Big Creek DST Securities Investigation, HPI Plantation DST Securities Investigation, FSC Healthcare III DST Securities Investigation, HPI Crocker House DST Securities Investigation, Sabra Health Care REIT Inc. (SBRA) Investment Losses, Omega Healthcare Investors (OHI) Investment Losses, Healthpeak Properties Inc. (PEAK) Investment Losses, Highwoods Properties Inc. (HIW) Investment Losses, LTC Properties Inc. (LTC) Investment Losses, Global Medical REIT (GMRE) Investment Losses, Griffin Capital Nashville Investors DST Securities Investigation, HPI Mill Creek Run DST | Investigating Potential Lawsuits, National Income Properties DST III Securities Investigation, Cole Office & Industrial REIT – Third Party Tender Offer – $4.50/Share, CS1031 Diversified Dialysis Portfolio DST Securities Investigation, BR Jefferson Place, DST Securities Investigation, FINRA Lawsuit filed against Independent Financial Group, LLC, REVA Kay 150 Corporate DST Securities Investigation, Medical Office Portfolio DST Securities Investigation, CSRA Chicago Parking I, DST Investigation, REVA Kay Battlefield Technology Center DST Securities Investigation, REVA Kay Ashley Corporate Center DST Securities Investigation, Recovery of Griffin-American Healthcare REIT III Losses, June 5, 2020, American Finance Trust (AFIN) Investment Losses, CSRA Riverwood Corporate Center DST Securities Investigation, CNL Healthcare Properties Decrease in Net Asset Value, Preferred Apartment Communities (APTS) Investment Losses, James Garland Kennedy, Jr.
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